- Governance - Commitments
- from the 1st transaction involving the transfer of ownership of financial securities
- 15 minutes
Register of securities movements
Scope of application
Any public limited company (SA) or simplified joint stock company (SAS) whose financial securities are subject to a transfer of ownership or any other operation affecting their movements (underwriting, transfer, donation, contribution, pledge...).
Exclusion
This register is not compulsory for limited liability companies (SARLs), general partnerships (SNCs) and civil partnerships.
Description
In order to guarantee the legal validity of transactions and to record the transfer of ownership of securities, it is essential that securities are registered in the name of their owner.
- the registration of these securities in the securities account (register) of the acquirer or the registration of these securities for the benefit of the acquirer in a shared electronic recording device (electronic register);
- the payment by the acquirer of the transfer price of the securities.
- the date of the transaction ;
- the surname, first names and domicile or the company name and registered office of the holder (old and new), as well as its identification number;
- the number of securities subject to the transaction and their nominal value;
- the reason for or nature of the transaction (purchase, sale, donation, inheritance, etc.);
- where applicable, if the company has issued shares of different classes and if only one register of registered shares is kept, the class and characteristics of the shares subject to the transaction;
- a serial number assigned to the transaction.
Authority
DGFIP
Commercial court
Responsible(s)
Représentant légal de l'entreprise
Community of the shareholders